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SOX Control Analyst

TEKsystems
$50.00 - $55.00 / hr
life insurance, sick time, 401(k), retirement plan
United States, South Carolina, Fort Mill
Apr 08, 2025
The Controls Risk Analyst will work within the Controls Risk Management team which is part of Issues and Controls Risk Management team to identify opportunities to implement, improve, and sustain risk controls throughout the division and support business units through Internal and External Audits. This role will collaborate with cross-functional teams including Compliance, Legal and Risk (CLR), Internal Audit (IA), External Auditors, Technology and other departments within this organization while involving leadership to convey project metrics and results. The ideal candidate should demonstrate a strong ability to self-manage duties, seamlessly switch priorities, cultivate, and maintain business relationships, and independently lead projects to successful completion while effectively managing and monitoring risks. A risk appetite is necessary to be effective and successful in this role. Responsibilities: * Ensure ongoing analysis of risks, vulnerabilities, and regulatory standards and use that data to improve the firm's risk posture * Assist in the identification of SOX, SSAE18, FICCA, and 17a-5 related issues, and remediation processes including documentation of deficiencies * Use data analysis to develop a proactive and anticipatory approach to risk management by identifying areas for improvement, creating frameworks and providing structured support to business owners * Continuously provide vendor oversight support and annual review of critical vendor SOC reports * Discover automation opportunities across the FOR organization and work with applicable business units to implement applicable controls and processes * Support and lead the Annual Custody Exam in collaboration with External Auditors * Conduct quarterly and annual attestations in accordance to regulatory requirements in addition to sustaining accurate and current control repository * Provide access to resources and tools to help control owners effectively manage and monitor their controls * Enhance SOC and FICCA reports, including identifying and aligning controls and processes for testing and rationalization * Lead ad-hoc projects to create streamlined, proactive approach to mitigating risk at the control level * Manage the collection of required documentation and provide support during regulatory reviews and audit engagements Qualifications: * 3-6+ years of related professional experience, (preferably financial services) in several disciplines (internal audit, compliance, risk management, or management of other internal controls) * Internal or External Audit experience strongly preferred. * Knowledge of control environment for SOX, SSAE18, FICCA. and 17a-5 preferred * All Microsoft applications, particularly WORD, PowerPoint, OneNote and Excel * Jira and SmartSheet experience * Advanced Excel and other data analytical skills strongly preferred * Excellent interpersonal and written communication skills * Ability to multitask in a fast-paced environment; work independently * Adaptability to changing unexpected circumstances and the flexibility to navigate and realign tasks quickly Core Competencies: * Personable and reliable self-starter who requires minimal management oversight for day to day work responsibilities * Strong attention to detail with a pro-active approach to risk mitigation * Ability to work under pressure/deadlines and manage multiple priorities * Ability to interface effectively with various levels of employees from associates to management * Strong time management and organizational skills * Ability to work in a team setting and independently Pay and Benefits The pay range for this position is $50.00 - $55.00/hr. Eligibility requirements apply to some benefits and may depend on your job classification and length of employment. Benefits are subject to change and may be subject to specific elections, plan, or program terms. If eligible, the benefits available for this temporary role may include the following: * Medical, dental & vision * Critical Illness, Accident, and Hospital * 401(k) Retirement Plan - Pre-tax and Roth post-tax contributions available * Life Insurance (Voluntary Life & AD&D for the employee and dependents) * Short and long-term disability * Health Spending Account (HSA) * Transportation benefits * Employee Assistance Program * Time Off/Leave (PTO, Vacation or Sick Leave) Workplace Type This is a fully remote position. Application Deadline This position is anticipated to close on Apr 14, 2025. About TEKsystems: We're partners in transformation. We help clients activate ideas and solutions to take advantage of a new world of opportunity. We are a team of 80,000 strong, working with over 6,000 clients, including 80% of the Fortune 500, across North America, Europe and Asia. As an industry leader in Full-Stack Technology Services, Talent Services, and real-world application, we work with progressive leaders to drive change. That's the power of true partnership. TEKsystems is an Allegis Group company. The company is an equal opportunity employer and will consider all applications without regards to race, sex, age, color, religion, national origin, veteran status, disability, sexual orientation, gender identity, genetic information or any characteristic protected by law.